SEC Form 4 · accession 0001562180-15-000866
OLD PSG WIND-DOWN LTD. · PSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Troy Mohns
Officer — EVP, M&A/Corporate Strategy
Period of report
Oct 19, 2015
Accepted (ET)
Oct 21, 2015 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514242
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $13.11 | Oct 19, 2015 | A | 41,568 | A | — | Oct 19, 2025 | Common Shares | 41,568 | 41,568 | D |
| Restricted Stock UnitF2 | — | Oct 19, 2015 | A | 13,444 | A | — | — | Common Shares | 13,444 | 13,444 | D |
Explanation of responses
- F1The options were granted on October 19, 2015 under the Companys Omnibus Equity Incentive Plan (the Omnibus Plan) and vest over four years, with the first 25% vesting on the first anniversary of the date of grant and 25% vesting yearly thereafter.
- F2This grant of Restricted Stock Units (each, an RSU) was made pursuant to the Companys Omnibus Plan. Each RSU is the economic equivalent of one common share of the Company. The RSUs vest over four years, with the first 25% vesting on the first anniversary of the date of grant and 25% vesting yearly thereafter.