SEC Form 3 · accession 0001405086-16-000658
OLD PSG WIND-DOWN LTD. · PSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 0 | D | ||
| COMMON STOCK | holding | — | — | — | 0 | D |
Table II — derivative securities
Remarks
Amounts in the rows in Table I relate to each Reporting Person. This Form 3 is being filed by Sagard Holdings Inc., a Canadian corporation ("Sagard Holdings") and 9938982 Canada Inc., a Canadian corporation ("9938982 Canada" and together with Sagard Holdings, the "Reporting Persons"). In a Schedule 13D/A, the Reporting Persons have been added as potential members of a "group" with Sagard Capital Partners, L.P. ("Sagard Capital") and others. However, in such Schedule 13D/A, the Reporting Persons disclaimed beneficial ownership of such shares held by Sagard Capital for purposes of Section 13(d) of the Securities Exchange Act of 1934. The Reporting Persons do not beneficially own any other shares. As a result, the Reporting Persons may not be deemed to be beneficial owners of any shares of the Issuer for purposes of Section 13(d) and/or Rule 16a-1(a)(1). Notwithstanding the foregoing, the Reporting Persons are making this Form 3 filing as a precautionary matter. Each of the Reporting Persons disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of any securities of the Issuer except to the extent of any pecuniary interest therein. Sagard Holdings is a limited partner of Sagard Capital and is not deemed to beneficially own the shares of the Issuer held by Sagard Capital. As a result of direct and indirect securities holdings, Power Corporation of Canada and The Desmarais Family Residuary Trust (the "Trust"), which was formed under the Last Will and Testament of Paul G. Desmarais, may be deemed (i) to control the Reporting Persons, although the filing of this Form 3 shall not be construed as an admission that any such control relationship actually exists, and (ii) to beneficially own the securities reported herein. Each of Power Corporation of Canada, the Trust and the trustees of the Trust disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.