SEC Form 4/A · accession 0000950142-15-002292
OLD PSG WIND-DOWN LTD. · PSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin M. Davis
Officer — Chief Executive Officer · Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 26, 2015 | P | 10,000 | $11.35 | A | 10,000 | I | By One Life Irrevocable Trust of 2011 |
| Common SharesF3,F2 | Oct 27, 2015 | G | 37,500 | $0.00 | D | 16,480 | D | |
| Common SharesF3 | Oct 27, 2015 | G | 37,500 | $0.00 | A | 47,500 | I | By One Life Irrevocable Trust of 2011 |
| Common SharesF1 | holding | — | — | — | 300 | I | By One Life Revocable Trust of 2011 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 1, 2015, the Reporting Person filed a Form 3 (the "Form 3") mistakenly including 300 shares of common stock beneficially owned by the One Life Revocable Trust of 2011 in the number of securities reported as beneficially owned by the One Life Irrevocable Trust of 2011.
- F2Includes 3,802 shares of common stock that were mistakenly reported on the Form 3 as beneficially owned by the One Life Irrevocable Trust of 2011.
- F3These shares were previously reported as directly beneficially owned by the Reporting Person but were gifted by the Reporting Person to the One Life Irrevocable Trust of 2011 on October 27, 2015.