SEC Form 3 · accession 0000950142-15-001259
OLD PSG WIND-DOWN LTD. · PSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Troy Mohns
Officer — EVP, M&A/Corporate Strategy
Period of report
Jun 1, 2015
Accepted (ET)
Jun 1, 2015 · 8:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 31,047 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $7.71 | holding | — | — | — | — | Mar 10, 2021 | Common Shares | 67,000 | — | D |
| Employee Stock Option (Right to Buy)F4,F3 | $10.92 | holding | — | — | — | — | Oct 1, 2022 | Common Shares | 40,200 | — | D |
| Employee Stock Option (Right to Buy)F6,F5 | $11.52 | holding | — | — | — | — | Feb 27, 2023 | Common Shares | 93,750 | — | D |
| Employee Stock Option (Right to Buy)F8,F7 | $13.14 | holding | — | — | — | — | Feb 28, 2024 | Common Shares | 82,000 | — | D |
| Employee Stock Option (Right to Buy)F10,F9 | $3.48 | holding | — | — | — | — | Apr 16, 2018 | Common Shares | 243,025 | — | D |
Explanation of responses
- F1The options were granted on March 10, 2011 under the Company's Second Amended and Restated 2011 Stock Option Plan (the "Option Plan") and vest over four years, with the first 25% having vested on the first anniversary of the date of grant and 25% vesting yearly thereafter.
- F10The exercise price was converted from Cdn$3.49 based on the noon rate of exchange of the Bank of Canada on the date of grant.
- F2The exercise price was converted from Cdn$7.50 based on the noon rate of exchange of the Bank of Canada on the date of grant.
- F3The options were granted on October 1, 2012 under the Company's Option Plan and vest over four years, with the first 25% having vested on the first anniversary of the date of grant and 25% vesting yearly thereafter.
- F4The exercise price was converted from Cdn$10.73 based on the noon rate of exchange of the Bank of Canada on the date of grant.
- F5The options were granted on February 27, 2013 under the Company's Option Plan and vest over four years, with the first 25% having vested on the first anniversary of the date of grant and 25% vesting yearly thereafter.
- F6The exercise price was converted from Cdn$11.81 based on the noon rate of exchange of the Bank of Canada on the date of grant.
- F7The options were granted on February 28, 2014 under the Company's Option Plan and vest over four years, with the first 25% having vested on the first anniversary of the date of grant and 25% vesting yearly thereafter.
- F8The exercise price was converted from Cdn$14.55 based on the noon rate of exchange of the Bank of Canada on the date of grant.
- F9The options were granted on April 16, 2008 under the Company's Second Amended and Restated Rollover Stock Option Plan and 34,506 vested on April 16, 2009, 69,507 vested on April 16, 2010 and 139,012 vested on March 10, 2011.