SEC Form 4 · accession 0001225208-17-015356
United Community Bancorp · UCBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Z Rosen
Officer — CFO
Period of report
Sep 26, 2017
Accepted (ET)
Sep 28, 2017 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2017 | A | 2,000 | $0.00 | A | 2,000 | I | Restricted Stock |
| Common StockF2 | holding | — | — | — | 1,783 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 1,473 | I | By ESOP | |
| Common Stock | holding | — | — | — | 1,960 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $19.25 | Sep 26, 2017 | A | 5,000 | A | Sep 26, 2018 | Sep 26, 2027 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Restricted stock vests in five equal annual installments beginning on September 26, 2018, the first anniversary of the date of the award.
- F2This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
- F3Stock options vest in five equal annual installments beginning on September 26, 2018, the first anniversary of the date of the grant.