SEC Form 4 · accession 0001225208-17-008792
United Community Bancorp · UCBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Humphrey
Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2017 | M | 1,050 | $11.33 | A | 3,796 | D | |
| Common StockF1,F2 | holding | — | — | — | 1,164 | I | Restricted Stock |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $11.33 | May 1, 2017 | M | 1,050 | D | — | Apr 24, 2024 | Common Stock | 1,050 | 7,203 | D |
Explanation of responses
- F1Since the reporting person's last report 1,746 shares previously held by Restricted Stock have vested and are now owned directly.
- F2Restricted stock vests in five equal annual installments beginning on April 24, 2015, the first anniversary of the date of the award.
- F3Stock options vest in five equal annual installments beginning on April 24, 2015, the first anniversary of the date of the grant.