SEC Form 4 · accession 0001225208-16-031826
United Community Bancorp · UCBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Kittle
Officer — Senior V.P.
Period of report
Apr 25, 2016
Accepted (ET)
Apr 27, 2016 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2016 | F | 1,086 | $14.42 | D | 22,100 | D | |
| Common Stock | holding | — | — | — | 6,320 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 8,276 | I | By ESOP | |
| Common Stock | holding | — | — | — | 492 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,216 | I | By Spouse's IRA | |
| Common StockF2 | holding | — | — | — | 6,984 | I | Restricted Stock |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $11.33 | holding | — | — | — | — | Apr 24, 2024 | Common Stock | 33,012 | 33,012 | D |
| Stock Option (Right to Buy)F4 | $17.54 | holding | — | — | — | Jan 2, 2008 | Dec 14, 2016 | Common Stock | 23,171 | 23,171 | D |
Explanation of responses
- F1Since the reporting person's last report, 2,328 shares of restricted stock have vested and are now held directly.
- F2Restricted stock vests in five equal annual installments beginning on April 24, 2015, the first anniversary of the date of the award.
- F3Stock options vest in five equal annual installments beginning on April 24, 2015, the first anniversary of the date of the grant.
- F4Stock options are fully vested and exercisable.