SEC Form 4 · accession 0001593968-17-000225
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven H Black
Officer — Chief Administration Officer
Period of report
Feb 4, 2017
Accepted (ET)
Feb 7, 2017 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 4, 2017 | F | 1,301 | $9.98 | D | 128,171 | D | |
| Common StockF3,F4 | Feb 4, 2017 | F | 1,238 | $9.98 | D | 126,933 | D | |
| Common StockF1,F5 | Feb 6, 2017 | F | 1,376 | $9.96 | D | 125,557 | D | |
| Common StockF1,F6 | Feb 4, 2017 | F | 1,301 | $9.98 | D | 137,247 | I | By Wife |
| Common StockF3,F7 | Feb 4, 2017 | F | 1,238 | $9.98 | D | 136,009 | I | By Wife |
| Common StockF1,F5 | Feb 6, 2017 | F | 1,375 | $9.96 | D | 134,634 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock.
- F2Represents common stock including 96,107 shares of unvested restricted stock.
- F3Shares withheld by issuer to satisfy statutory tax withholding on vesting of performance shares.
- F4Represents common stock including 93,664 shares of unvested restricted stock.
- F5Represents common stock including 90,741 shares of unvested restricted stock.
- F6Represents common stock including 96,105 shares of unvested restricted stock.
- F7Represents common stock including 93,663 shares of unvested restricted stock.