SEC Form 4 · accession 0001593968-17-000224
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam C Thackery
Officer — Chief Financial Officer
Period of report
Feb 4, 2017
Accepted (ET)
Feb 7, 2017 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 4, 2017 | F | 2,279 | $9.98 | D | 198,928 | D | |
| Common StockF3,F4 | Feb 4, 2017 | F | 2,712 | $9.98 | D | 196,216 | D | |
| Common StockF1,F5 | Feb 6, 2017 | F | 1,565 | $9.96 | D | 194,651 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock.
- F2Represents common stock including 140,161 shares of unvested restricted stock.
- F3Shares withheld by issuer to satisfy statutory tax withholding on vesting of performance shares.
- F4Represents common stock including 135,276 shares of unvested restricted stock.
- F5Represents common stock including 132,188 shares of unvested restricted stock.