SEC Form 4 · accession 0001593968-17-000197
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Barasch
Officer — Chief Executive Officer · Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 3, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2017 | A | 140,813 | $0.00 | A | 2,118,377 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grant of restricted stock which vests in four equal annual installments beginning February 2, 2018.
- F2Represents common stock including 543,936 shares of unvested restricted stock.