SEC Form 4 · accession 0001593968-16-000572
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Barasch
Officer — Chief Executive Officer · Director
Period of report
May 26, 2015
Accepted (ET)
Feb 16, 2016 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2015 | G | 5,000 | $10.32 | D | 2,472,272 | D | |
| Common StockF1 | May 28, 2015 | G | 10,000 | $10.16 | D | 2,462,272 | D | |
| Common StockF1 | Jun 16, 2015 | G | 2,500 | $10.68 | D | 2,459,772 | D | |
| Common StockF1 | Jun 24, 2015 | G | 3,500 | $10.44 | D | 2,456,272 | D | |
| Common StockF2,F3 | Feb 13, 2016 | F | 10,055 | $6.06 | D | 2,446,217 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common stock including 441,136 shares of unvested restricted stock.
- F2Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock.
- F3Represents common stock including 423,123 shares of unvested restricted stock.