SEC Form 4 · accession 0001593968-16-000549
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Barasch
Officer — Chief Executive Officer · Director
Period of report
Feb 6, 2016
Accepted (ET)
Feb 9, 2016 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2016 | F | 22,246 | $5.70 | D | 2,491,227 | D | |
| Common StockF1,F3 | Feb 9, 2016 | F | 13,955 | $5.85 | D | 2,477,272 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock.
- F2Represents common stock including 466,136 shares of unvested restricted stock.
- F3Represents common stock including 441,136 shares of unvested restricted stock.