SEC Form 4 · accession 0001514128-15-000043
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Etheridge
Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2015 | A | 5,731 | $0.00 | A | 54,293 | D | |
| Common StockF3,F4 | Nov 13, 2015 | A | 5,731 | $0.00 | A | 60,024 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grant of Restricted Stock which vests in four equal annual installments beginning Nov 13, 2016.
- F2Represents common stock including 14,934 shares of unvested restricted stock.
- F3Represents grant of Performance Shares which vest 25% per year over four years subject to the Company having met a specified target of stock price appreciation.
- F4Represents common stock including 20,665 shares of unvested restricted stock.