SEC Form 4 · accession 0001514128-15-000039
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony Wolk
Officer — EVP, General Counsel
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2015 | A | 93,124 | $0.00 | A | 188,932 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grant of Restricted Stock which will vest on the six-month anniversary of a Change in Control (as defined in the 2011 Omnibus Equity Award Plan).
- F2Represents common stock including 152,479 shares of unvested restricted stock.