SEC Form 4 · accession 0001514128-15-000017
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Barasch
Officer — Chairman & CEO · Director
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 1, 2015 | J | 62,434 | $0.00 | D | 2,340,401 | D | |
| Common Stock | holding | — | — | — | 28,180 | I | By Son (Benjamin) | |
| Common Stock | holding | — | — | — | 392,097 | I | By Wife | |
| Common Stock | holding | — | — | — | 23,080 | I | By Daughter (Natalie) | |
| Common Stock | holding | — | — | — | 30,124 | I | By Daughter (Emily) | |
| Common Stock | holding | — | — | — | 65,835 | I | Tara Acquisition LLC | |
| Common Stock | holding | — | — | — | 67,744 | I | Norman Barasch Trust #1 | |
| Common Stock | holding | — | — | — | 220,768 | I | Barasch Family Trust #1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents forfeiture of restricted stock.
- F2Represents common stock including 338,297 shares of unvested Restricted Stock.