SEC Form 4 · accession 0001514128-15-000007
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore M Carpenter Jr.
Officer — Executive Vice President
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2015 | F | 1,909 | $9.32 | D | 329,167 | D | |
| Common StockF1,F3 | Feb 9, 2015 | F | 1,546 | $9.21 | D | 327,621 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock.
- F2Represents common stock including 48,270 shares of unvested restricted stock.
- F3Represents common stock including 42,645 shares of unvested restricted stock.