SEC Form 4 · accession 0000899243-16-028893
UNIVERSAL AMERICAN CORP. · UAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George E Sperzel
Director
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Sep 9, 2016 | J | 5,731 | $0.00 | D | 5,731 | D | |
| Common StockF3 | Sep 9, 2016 | J | 5,731 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents cancellation of unvested Restricted Stock by mutual agreement of the Reporting Person and the Company.
- F2Represents cancellation of unvested Performance Shares by mutual agreement of the Reporting Person and the Company.
- F3Other persons are entitled to the economic benefit of these securities pursuant to an existing contractual relationship with the Reporting Person. As a result, the Reporting Person expressly disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such securities.