SEC Form 5 · accession 0000927089-15-000006
STATE INVESTORS BANCORP, INC. · SIBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony S Sciortino
Officer — President and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 2, 2015 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2014 | S | 1,000 | $16.80 | D | 24,883 | D | |
| Common Stock | holding | — | — | — | 3,819 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 38,696 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 3,473 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $11.82 | holding | — | — | — | — | Jan 24, 2022 | Common Stock | 72,737 | 72,737 | D |
Explanation of responses
- F1Includes 20,783 shares held in the 2012 Recognition and Retention Plan Trust which reflect the unvested portion of a grant amount originally covering 29,095 shares that commenced vesting ratably over seven years at 14.285% per year on January 24, 2013.
- F2Reflects units which represent share interests in the Issuer's 401(k) Plan.
- F3Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
- F4The options are vesting ratably over seven years at 14.285% per year commencing on January 24, 2013.