SEC Form 4 · accession 0001526581-16-000009
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Energy Spectrum Partners VI LP
10% Owner
Energy Spectrum Securities Corp
10% Owner
Energy Spectrum Capital VI LP
10% Owner
Energy Spectrum VI LLC
10% Owner
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2,F4,F1 | Jul 25, 2016 | S | 9,909 | $12.0258 | D | 5,098,215 | I | See footnote. |
| Common UnitsF3,F4,F1 | Jul 26, 2016 | S | 34,707 | $12.0132 | D | 5,063,508 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Energy Spectrum Securities Corporation ("ESSC") owns 100% of the issued and outstanding membership interest of Energy Spectrum VI, LLC, a Texas limited liability company ("ESLLC"), which serves as the general partner of Energy Spectrum Capital VI LP, a Delaware limited partnership ("ESCLP"), which serves as the general partner of Energy Spectrum Partners VI LP, a Delaware limited partnership ("ESP" and together with ESSC, ESLLC, and ESCLP, the "Reporting Persons"). ESP is the record holder of the Common Units of the Issuer ("Units") reported in this line on this Form 4 and has a direct pecuniary interest in the Units. ESSC, ESLLC, and ESCLP beneficially own the Units for the purposes of Section 13(d) of the Exchange Act and have an indirect pecuniary interest in the Units.
- F2On July 25, 2016, ESP sold 9,909 Units on the New York Stock Exchange in open market sales, at prices ranging from $12.00 to $12.09 per Unit, with a weighted-average per-Unit price of $12.0258.
- F3On July 26, 2016, ESP sold 34,707 Units on the New York Stock Exchange in open market sales, at prices ranging from $12.00 to $12.05 per Unit, with a weighted-average per-Unit price of $12.0132.
- F4The Reporting Persons agree to provide, upon request by the Securities Exchange Commission, the Issuer, or a holder of Units, full information regarding the number of units sold at each separate price.