SEC Form 4 · accession 0001526581-16-000002
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Energy Spectrum Partners VI LP
10% Owner
Energy Spectrum Securities Corp
10% Owner
Energy Spectrum Capital VI LP
10% Owner
Energy Spectrum VI LLC
10% Owner
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2,F1 | Mar 3, 2016 | J | 39,700 | $0.00 | D | 5,353,915 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Energy Spectrum Securities Corporation ("ESSC") owns 100% of the issued and outstanding membership interest of Energy Spectrum VI, LLC, a Texas limited liability company ("ESLLC"), which serves as the general partner of Energy Spectrum Capital VI LP, a Delaware limited partnership ("ESCLP"), which serves as the general partner of Energy Spectrum Partners VI LP, a Delaware limited partnership ("ESP" and together with ESSC, ESLLC, and ESCLP, the "Energy Spectrum Entities"). ESP is the record holder of the Common Units of the Issuer reported in this line on this Form 4 and has a direct pecuniary interest in the Common Units. ESSC, ESLLC, and ESCLP beneficially own the Common Units for the purposes of Section 13(d) of the Exchange Act and have an indirect pecuniary interest in the Common Units.
- F2Prior to the date hereof, the Energy Spectrum Entities may have been deemed to indirectly beneficially own certain Common Units of the Issuer that are held of record by Costar Midstream Energy LLC, a Texas limited liability company ("CME") due to the fact that James P. Benson, who is an officer or director of each of the Energy Spectrum Entities, was also the sole manager of CME. As of the date hereof, James P. Benson has resigned his position as a manager of CME, and so the Energy Spectrum Entities no longer have any indirect pecuniary interest in the Common Units held by CME.