SEC Form 4 · accession 0001513965-18-000066
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis J Dorey
Officer — Senior Vice President
Period of report
Apr 2, 2018
Accepted (ET)
Apr 18, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3,F4 | — | Apr 2, 2018 | A | 25,463 | A | — | — | Common Units (limited partner interests) | 25,463 | 25,463 | D |
Explanation of responses
- F1The phantom units contain tandem distribution equivalent rights based on the extent to which the Partnership's Series A Preferred Unitholders receive distributions in cash.
- F2The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the issuer.
- F3Twenty-five percent (25%) of the phantom units shall vest on each of the first four anniversaries of the April 2, 2018 grant date.
- F4The phantom units do not expire.