SEC Form 4 · accession 0001513965-18-000036
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael James Croney
Officer — VP, Corporate Controller, CAO
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests)F1 | Apr 2, 2018 | M | 2,373 | $0.00 | A | 6,428 | D | |
| Common Units (limited partner interests)F2 | Apr 2, 2018 | F | 628 | $10.65 | D | 5,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F3,F4,F5 | — | Apr 2, 2018 | M | 2,373 | D | — | — | Common Units (limited partner interests) | 2,373 | 7,122 | D |
Explanation of responses
- F1The phantom units were settled upon vesting in common units (on a one for one basis).
- F2Units were sold back to the Issuer at market value to pay withholding taxes.
- F3The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the issuer.
- F4Twenty-five percent (25%) of the units vest on each of the first four anniversaries of April 1, 2017.
- F5The phantom units do not expire.