SEC Form 4 · accession 0001513965-18-000034
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan K Rupe
Officer — Vice President
Period of report
Feb 19, 2018
Accepted (ET)
Mar 20, 2018 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests)F1 | Feb 19, 2018 | M | 2,123 | $0.00 | A | 24,243 | D | |
| Common Units (limited partner interests)F2 | Feb 19, 2018 | F | 694 | $12.10 | D | 23,549 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF3,F1,F4,F5 | — | Feb 19, 2018 | M | 2,123 | D | — | — | Common Units (limited partner interests) | 2,123 | 0 | D |
Explanation of responses
- F1The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F2Units were sold back to the Issuer at market value to pay withholding taxes.
- F3Grant date: February 19, 2014.
- F425% of the phantom units vest on each of the first four anniversaries of the February 19, 2014 grant date.
- F5The phantom units do not expire.