SEC Form 4 · accession 0001513965-18-000012
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B. Dial
Officer — Sr. VP, General Counsel
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3 | — | Jan 29, 2018 | A | 28,000 | A | — | — | Common Units (limited partner interests) | 28,000 | 28,000 | D |
Explanation of responses
- F1The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F225% of the phantom units vest on each of the first four anniversaries of the January 29, 2018 grant date.
- F3The phantom units do not expire.