SEC Form 4 · accession 0001513965-17-000093
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Eugene Greene
Officer — Vice President - GP&T
Period of report
Apr 12, 2016
Accepted (ET)
May 4, 2017 · 11:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests) | Apr 12, 2017 | A | 8,750 | $0.00 | A | 8,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3,F4 | — | Apr 12, 2016 | A | 35,000 | A | — | — | Common Units (limited partner interests) | 35,000 | 35,000 | D |
| Phantom unitsF1,F2,F3,F4 | — | Apr 12, 2017 | M | 8,750 | D | — | — | Common Units (limited partner interests) | 8,750 | 26,250 | D |
Explanation of responses
- F1Award Date: April 12, 2016.
- F2The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F3Twenty-five percent (25%) of the units vest on each of the first four anniversaries of April 12, 2016.
- F4The phantom units do not expire.