SEC Form 4 · accession 0001513965-17-000071
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rene L Casadaban
Officer — SVP & Chief Operating Officer
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3,F4 | — | Apr 3, 2017 | A | 30,808 | A | — | — | Common Units (limited partner interests) | 30,808 | 30,808 | D |
| Phantom unitsF5,F2,F3,F4 | — | Apr 3, 2017 | A | 15,000 | A | — | — | Common Units (limited partner interests) | 15,000 | 15,000 | D |
| OptionF3,F4 | $14.85 | Apr 3, 2017 | A | 15,000 | A | — | — | Common Units (limited partner interests) | 15,000 | 15,000 | D |
Explanation of responses
- F1Grant Date: April 3, 2017
- F2The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F3Twenty-five percent (25%) of the units vest on each of the first four anniversaries of April 1, 2017.
- F4The phantom units do not expire.
- F5Grant Date: 4/3/2017