SEC Form 4 · accession 0001513965-17-000063
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon E Hanna
Officer — VP-Crude Oil Gathering
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests) | Apr 1, 2017 | M | 2,503 | $0.00 | A | 5,167 | D | |
| Common Units (limited partner interests) | Apr 1, 2017 | F | 685 | $0.00 | D | 4,482 | D | |
| Common Units (limited partner interests) | Apr 1, 2017 | M | 1,155 | $0.00 | A | 5,637 | D | |
| Common Units (limited partner interests) | Apr 1, 2017 | F | 316 | $0.00 | D | 5,321 | D | |
| Common Units (limited partner interests) | Apr 1, 2017 | M | 3,850 | $0.00 | A | 9,171 | D | |
| Common Units (limited partner interests) | Apr 1, 2017 | F | 1,053 | $0.00 | D | 8,118 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3 | — | Apr 1, 2017 | M | 2,503 | A | — | — | Common Units (limited partner interests) | 2,503 | 0 | D |
| Phantom unitsF4,F2,F5,F3 | — | Apr 1, 2017 | M | 1,155 | A | — | — | Common Units (limited partner interests) | 1,155 | 0 | D |
| Phantom unitsF6,F2,F7,F3 | — | Apr 1, 2017 | M | 3,850 | A | — | — | Common Units (limited partner interests) | 3,850 | 0 | D |
Explanation of responses
- F12503 units vest 4/1/2017. The remaining 2502 units vest on 4/1/2018.
- F2The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F3The phantom units do not expire.
- F4Grant Date 4/1/2015.
- F5One half of the units will vest 4/1/2017. The remaining units will vest on 4/1/2018.
- F6Grant date 4/1/2016.
- F7One-third of the units vest on each of the first three anniversaries of the 4/1/2016 grant date.