SEC Form 4 · accession 0001513965-17-000040
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Balaski
Officer — SVP Business Development
Period of report
Feb 26, 2016
Accepted (ET)
Mar 17, 2017 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3 | — | Feb 26, 2016 | A | 25,141 | A | — | — | Common Units (limited partner interests) | 25,141 | 0 | D |
| Phantom unitsF1,F4,F3 | — | Jul 5, 2017 | A | 30,000 | A | — | — | Common Units (limited partner interests) | 30,000 | 0 | D |
Explanation of responses
- F1The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F225% of the phantom units vest on the first four anniversaries of the February 26, 2016 grant date.
- F3The phantom units do not expire.
- F4100% of the units vest on June 1, 2019.