SEC Form 4 · accession 0001513965-17-000027
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Louis J Dorey
Officer — Senior Vice President
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2017 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests) | Feb 27, 2017 | M | 12,104 | $0.00 | A | 28,907 | D | |
| Common Units (limited partner interests) | Feb 27, 2017 | F | 3,361 | $0.00 | D | 25,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3 | — | Feb 26, 2016 | A | 48,416 | A | — | — | Common Units (limited partner interests) | 48,416 | 96,832 | D |
| Phantom unitsF1,F2,F3 | — | Feb 27, 2017 | M | 12,104 | D | — | — | Common Units (limited partner interests) | 12,104 | 84,728 | D |
Explanation of responses
- F1The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F225% of the phantom units vest on the first four anniversaries of the February 26, 2016 grant date.
- F3The phantom units do not expire.