SEC Form 4 · accession 0001513965-17-000022
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis J Dorey
Officer — Senior Vice President
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests) | Feb 23, 2017 | M | 3,499 | $0.00 | A | 17,833 | D | |
| Common Units (limited partner interests)F1 | Feb 23, 2017 | F | 1,030 | $0.00 | D | 16,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF2,F3,F4 | — | Feb 23, 2017 | M | 3,499 | D | — | — | Common Units (limited partner interests) | 3,499 | 6,996 | D |
Explanation of responses
- F1Units were sold back to the Issuer at market value to pay witholding taxes.
- F2The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F325% of the phantom units vest of each of the first four anniversaries of February 23, 2015.
- F4The phantom units do not expire.