SEC Form 4 · accession 0001513965-16-000237
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew W. Rowland
Officer — Chief Operating Officer
Period of report
Aug 22, 2016
Accepted (ET)
Aug 24, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests) | Aug 22, 2016 | M | 8,334 | $0.00 | A | 31,646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3 | — | Aug 22, 2016 | M | 8,334 | D | — | — | Common Units (limited partner interests) | 8,334 | 0 | D |
Explanation of responses
- F1The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F28,333 of the phantom units vest on each of August 22, 2014 and 2015 and 8,334 units vest on August 22, 2016.
- F3The phantom units do not expire. The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.