SEC Form 4 · accession 0001513965-16-000177
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom L Brock
Officer — VP, CAO, Corporate Controller
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests) | Mar 2, 2016 | M | 1,250 | $0.00 | A | 10,116 | D | |
| Common Units (limited partner interests) | Mar 2, 2016 | F | 379 | $4.84 | D | 9,737 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3 | — | Mar 2, 2016 | M | 1,250 | D | — | — | Common Units (limited partner interests) | 1,250 | 1,250 | D |
| Phantom unitsF1,F4,F3 | — | holding | — | — | — | — | — | Common Units (limited partner interests) | 7,385 | 7,385 | D |
| Phantom unitsF1,F5,F3 | — | holding | — | — | — | — | — | Common Units (limited partner interests) | 4,075 | 4,075 | D |
Explanation of responses
- F1The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F2The phantom units vest in 1,250 unit increments on each of March 2, 2016 and 2016.
- F3The phantom units do not expire.
- F425% of the phantom units vest of each of the first four anniversaries of February 23, 2015.
- F525% of the phantom units vest on each of the first four anniversaries of the February 19, 2014 grant date.