SEC Form 4 · accession 0001513965-15-000137
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn L Bourdon III
Officer — Chairman, President and CEO · Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 17, 2015 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests) | Dec 16, 2015 | P | 1,200 | $5.299 | A | 11,200 | D | |
| Common Units (limited partner interests) | Dec 16, 2015 | P | 1,800 | $5.295 | A | 13,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3 | — | holding | — | — | — | Dec 10, 2018 | — | Common Units (limited partner interests) | 200,000 | 0 | D |
| OptionF2 | $7.50 | holding | — | — | — | Jan 1, 2019 | Mar 15, 2020 | Common Units (limited partner interests) | 200,000 | 0 | D |
Explanation of responses
- F1The phantom units contain distribution equivalent rights based on the extent to which the Partnership's Series A Preferred Unitholders receive distributions in cash.
- F2Subject to acceleration in certain circumstances.
- F3The phantom units do not expire.