SEC Form 4 · accession 0001513965-15-000032
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B. Mathews
Officer — See Remarks
Period of report
Feb 27, 2015
Accepted (ET)
Mar 4, 2015 · 11:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests) | Mar 1, 2015 | M | 3,250 | $0.00 | A | 26,483 | D | |
| Common Units (limited partner interests) | Mar 2, 2015 | A | 6,655 | $0.00 | A | 33,138 | D | |
| Common Units (limited partner interests) | holding | — | — | — | 23,233 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF1,F2,F3 | — | Feb 27, 2015 | A | 13,486 | A | — | — | Common Units (limited partner interests) | 13,486 | 13,486 | D |
| Phantom unitsF1,F5,F3 | — | Mar 1, 2015 | M | 3,250 | D | — | — | Common Units (limited partner interests) | 3,250 | 0 | D |
| Phantom unitsF1,F4,F3 | — | holding | — | — | — | — | — | Common Units (limited partner interests) | 7,474 | 7,474 | D |
Explanation of responses
- F1The phantom units are settled upon vesting in common units (on a one for one basis) or cash, at the discretion of the Issuer.
- F225% of the phantom units vest of each of the first four anniversaries of February 23, 2015.
- F3The phantom units do not expire.
- F425% of the phantom units vest on each of the first four anniversaries of the February 19, 2014 grant date.
- F53,250 of the phantom units vest on March 1, 2013 and 3,250 vest on March 1, 2015.