SEC Form 4 · accession 0001144204-16-117384
Neurotrope, Inc. · NTRP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kenneth J Gorelick
Director
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513856
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F3 | $0.60 | Aug 4, 2016 | A | 250,000 | A | — | Aug 4, 2026 | Common Stock | 250,000 | 250,000 | D |
| Stock Option (right to buy)F2,F3 | $0.60 | Aug 4, 2016 | A | 50,000 | A | — | Aug 4, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1These securities were issued in connection with the Reporting Person's appointment as a non-employee director to the Issuer's board of directors.
- F2These securities were issued in connection with the Reporting Person's services on the committees of the Issuer's board of directors.
- F3The stock options shall vest in equal installments as follows: 25% shall vest immediately upon the date of grant and 25% shall vest on each of the first, second and third anniversaries of the date of grant (assuming continued service through such date).