SEC Form 4 · accession 0001144204-15-067759
Neurotrope, Inc. · NTRP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Gottlieb
Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 2:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2015 | P | 5,000 | $0.59 | A | 5,000 | D | |
| Common StockF1 | Nov 23, 2015 | P | 4,800 | $0.59 | A | 4,800 | I | See Footnote |
| Common StockF1 | Nov 23, 2015 | P | 200 | $0.58 | A | 5,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were purchased in the name of Robert J Gottlieb, the father of the Reporting Person. Reporting Person has Power of Attorney for Robert J Gottlieb and controls this investment.