SEC Form 4 · accession 0001209191-16-157040
Aravive, Inc. · ARAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua T Brumm
Officer — Chief Financial Officer
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2016 | S | 990 | $15.85 | D | 64,824 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale to cover taxes associated with RSU vesting.