SEC Form 4 · accession 0001209191-16-145831
Aravive, Inc. · ARAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane Ward
Officer — SVP, Legal and Compliance
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 11, 2016 | A | 5,000 | $0.00 | A | 19,265 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the grant of Restricted Stock Units that vest as follows: 33.33%, 33.33% and 33.34% of the shares subject to the award vest on each of the first, second and third anniversaries of the vesting commencement date, respectively, subject to the officer's continuous service on each applicable vesting date. The vesting commencement date for the awards is the date of grant.