SEC Form 4 · accession 0001209191-15-053419
Aravive, Inc. · ARAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua T Brumm
Officer — Chief Financial Officer
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 11, 2015 | F | 1,222 | $19.90 | D | 35,413 | D | |
| Common StockF1 | Jun 11, 2015 | F | 1,375 | $17.28 | D | 34,038 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by the issuer to cover a tax obligation realized by the reporting person upon the vesting of restricted stock units.