SEC Form 4 · accession 0001209191-15-028370
Aravive, Inc. · ARAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L Cleland
Officer — President and CEO · Director
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 18, 2015 | S | 1,124 | $20.0309 | D | 99,487 | D | |
| Common StockF1,F3 | Mar 19, 2015 | S | 1,315 | $20.0086 | D | 98,172 | D | |
| Common StockF1,F4 | Mar 20, 2015 | S | 740 | $20.067 | D | 97,432 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 trading plan.
- F2The shares were sold at prices ranging from $20.00 to $20.11. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $20.00 to $20.02. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The shares were sold at prices ranging from $20.01 to $20.17. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.