SEC Form 4 · accession 0001209191-15-025194
Aravive, Inc. · ARAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L Cleland
Officer — President and CEO · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2015 | S | 1,463 | $20.1034 | D | 103,969 | D | |
| Common StockF1,F3 | Mar 10, 2015 | S | 2,537 | $20.3003 | D | 101,432 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 trading plan.
- F2The shares were sold at prices ranging from $20.00 to $20.30. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $20.00 to $20.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.