SEC Form 4 · accession 0001571049-17-002005

Norwegian Cruise Line Holdings Ltd. · NCLH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Pres. & CEO of NCL

Period of report

Mar 1, 2017

Accepted (ET)

Mar 3, 2017 · 5:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001513761

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Mar 1, 2017	A	30,000	$0.00	A	334,550	D
Common Stock^F3	Mar 1, 2017	F	2,622	$51.05	D	331,928	D
Common Stock	Mar 1, 2017	M	70,000	$19.00	A	401,928	D
Common Stock^F4	Mar 1, 2017	S	70,000	$51.12	D	331,928	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F5	$19.00	Mar 1, 2017	M	70,000	D	—	Jan 17, 2020	Common Stock	70,000	90,551	D

F1Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.
F2Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2018, March 1, 2019 and March 1, 2020.
F3Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 18,750 restricted share units granted to the reporting person on March 1, 2016.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to 51.31, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).
F5All 70,000 of the options were vested as of January 18, 2013.