SEC Form 4 · accession 0001571049-17-002004
Norwegian Cruise Line Holdings Ltd. · NCLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Farkas
Officer — SVP Gen. Counsel & Asst. Sec'y
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2017 | A | 12,500 | $0.00 | A | 67,671 | D | |
| Common StockF3 | Mar 1, 2017 | F | 728 | $51.05 | D | 66,943 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.
- F2Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2018, March 1, 2019 and March 1, 2020.
- F3Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 7,500 restricted share units granted to the reporting person on March 1, 2016.