SEC Form 4 · accession 0001571049-16-017910
Norwegian Cruise Line Holdings Ltd. · NCLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J Del Rio
Officer — President & CEO · Director
Period of report
Aug 31, 2016
Accepted (ET)
Aug 31, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2016 | P | 55,623 | $35.956 | A | 451,171 | D | |
| Common StockF2 | Aug 31, 2016 | P | 27,875 | $35.901 | A | 27,875 | I | By FJDR Family Trust |
| Common Stock | holding | — | — | — | 304,373 | I | By Breeze Hill Investments, LLC | |
| Common Stock | holding | — | — | — | 135,754 | I | By GCO Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.75 to $36.335, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.79 to $36.30, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).