SEC Form 4 · accession 0001571049-16-012693

Norwegian Cruise Line Holdings Ltd. · NCLH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Pres. & CEO · Director

Period of report

Mar 3, 2016

Accepted (ET)

Mar 7, 2016 · 4:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001513761

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 3, 2016	A	12,500	$0.00	A	416,524	D
Common Stock^F2	Mar 4, 2016	F	5,244	$49.56	D	411,280	D
Common Stock	holding	—	—		—	304,373	I	By Breeze Hill Investments, LLC
Common Stock	holding	—	—		—	135,754	I	By GCO Management, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$59.43	Mar 3, 2016	A	52,083	A	Mar 3, 2016	Aug 3, 2025	Common Stock	52,083	885,416	D

F1On August 4, 2015, the reporting person was granted 300,000 restricted share units with respect to the ordinary shares of Norwegian Cruise Line Holdings Ltd. ("NCLH") which vest in part based on time, performance hurdles and a share price appreciation hurdle. The Compensation Committee determined that the performance criteria for 2015 was met, resulting in the vesting of 12,500 restricted share units.
F2Represents the withholding of ordinary shares underlying restricted share units to cover tax obligations.
F3On August 4, 2015, the reporting person was granted an option to purchase 1,250,000 ordinary shares of NCLH which vest in part based on time, performance hurdles and a share price appreciation hurdle. The Compensation Committee determined that the performance criteria for 2015 was met, resulting in the vesting of the option as to 52,083 ordinary shares.