SEC Form 3 · accession 0001571049-15-002626
Norwegian Cruise Line Holdings Ltd. · NCLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
So King Tak Blondel
Director
Period of report
Mar 27, 2015
Accepted (ET)
Apr 3, 2015 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No securities beneficially ownedF1,F2 | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. So is the Executive Vice President (Corporate Services) and Country Head of Hong Kong & Macau for Genting Hong Kong Limited ("Genting HK") and a director of Star NCLC Holdings Ltd. ("Star NCLC"). Genting HK is the sole stockholder of Star NCLC, which directly holds ordinary shares, par value $0.001 (the "Ordinary Shares"), of Norwegian Cruise Line Holdings Ltd. (the "Issuer").
- F2Although Mr. So may be deemed a beneficial owner of the Ordinary Shares of the Issuer beneficially owned by Star NCLC and Genting HK due to his status as a director of Star NCLC and officer of Genting HK, Mr. So disclaims beneficial ownership of all of the Ordinary Shares that are or may be beneficially owned by Genting HK or any of its affiliates. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. So is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities of the Issuer for purposes of Section 16 of the Exchange Act or otherwise.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney