SEC Form 4 · accession 0001144204-19-011341
Norwegian Cruise Line Holdings Ltd. · NCLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J Del Rio
Officer — Pres. & CEO · Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 26, 2019 | A | 158,146 | $0.00 | A | 450,236 | D | |
| Common Stock | holding | — | — | — | 40,160 | I | By Breeze Hill Investments, LLC | |
| Common Stock | holding | — | — | — | 17,912 | I | By GCO Management, LLC | |
| Common Stock | holding | — | — | — | 27,875 | I | By FJDR Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.
- F2Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on August 1, 2017. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 26, 2019, and the restricted share units will vest on March 1, 2020.