SEC Form 4 · accession 0001144204-19-010595
Norwegian Cruise Line Holdings Ltd. · NCLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Farkas
Officer — EVP Gen. Counsel & Asst. Sec'y
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 1,359 | $19.00 | A | 75,461 | D | |
| Common StockF1 | Feb 25, 2019 | S | 11,559 | $55.66 | D | 63,902 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $19.00 | Feb 25, 2019 | M | 1,359 | D | — | Jan 17, 2020 | Common Stock | 1,359 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.37 to $55.87, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- F2680 of the total options were vested as of 09/04/16 and 679 of the total options were vested as of 09/04/17.