SEC Form 4 · accession 0001144204-18-049992
Norwegian Cruise Line Holdings Ltd. · NCLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J Del Rio
Officer — Pres. & CEO · Director
Period of report
Sep 17, 2018
Accepted (ET)
Sep 19, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 17, 2018 | S | 1,585 | $55.86 | D | 308,967 | D | |
| Common StockF1,F3 | Sep 17, 2018 | S | 1,492 | $56.13 | D | 307,475 | D | |
| Common Stock | holding | — | — | — | 40,160 | I | By Breeze Hill Investments, LLC | |
| Common Stock | holding | — | — | — | 17,912 | I | By GCO Management, LLC | |
| Common Stock | holding | — | — | — | 27,875 | I | By FJDR Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.
- F2The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $55.41 to $55.99, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.50, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).