SEC Form 4 · accession 0000899243-18-007181
FIDUS INVESTMENT Corp · FDUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H Ross
Officer — See Remarks · Director
Period of report
Mar 7, 2018
Accepted (ET)
Mar 12, 2018 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2018 | P | 3,500 | $13.18 | A | 171,455 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $13.12 to $13.20 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Fidus Investment Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased in each transaction.
Remarks
Chairman of the Board and Chief Executive Officer